Alberta Securities Commission

OSFI, together with CPAB and the CSA co-hosted a roundtable last week that brought together senior representatives from audit firms, accounting professional bodies, standard setters, and regulators. asc.ca/News-and-Publi…

The CSA has published Coordinated Blanket Order 33-930 Exemptions from Requirements to Submit Certain Personal Information, which provides temporary exemptions under National Instrument 33-109 Registration Information. asc.ca/News-and-Publi…

The CSA today published the Oversight Review Report of the Canadian Investor Protection Fund (CIPF). asc.ca/News-and-Publi…

The CSA today announced the adoption of final amendments to National Instrument 23-101 Trading Rules and changes to Companion Policy 23-101 Trading Rules asc.ca/News-and-Publi…

An ASC panel has issued a written decision providing reasons for its Dec 19, 2025 interim order against Midas Vantage Projects (MVP) Lithium Limited, Carolyn Jean Orazietti (aka Carolyn Jean Beeler) and Vinay Ramachand Iyer (aka Max Iyer) asc.ca/News-and-Publi…

The Joint Forum of Financial Market Regulators has concluded its Annual Meeting held this year in Montreal, Quebec on April 15. asc.ca/News-and-Publi…

The CSA is warning Canadians about fraudulent investment groups being promoted on social media that could be running a stock price manipulation scam called a “ramp and dump.” asc.ca/News-and-Publi…

The CSA today published a notice and request for comment on a proposed amendment to Part 9 of National Instrument 55-104 Insider Reporting Requirements and Exemptions. asc.ca/News-and-Publi…

The CSA has published a report outlining key oversight activities for the Canadian Investment Regulatory Organization (CIRO) and the Canadian Investor Protection Fund (CIPF). asc.ca/News-and-Publi…

Given the growing interest in prediction markets in Canada, the CSA and CIRO want industry and investors to be aware of the applicable requirements governing prediction markets and event contracts (also known as prediction contracts and forecast contracts) asc.ca/News-and-Publi…

We want to hear from you about tokenization, including the projects you are working on, potential use cases, and what you need from us as regulators. Join the CSA Collaboratory: ow.ly/NRY450YBb1i

The CSA has launched an initiative to examine the potential for tokenized financial products in the capital markets and is inviting interested parties to the upcoming workshops taking place in Calgary and Toronto on this market innovation. asc.ca/News-and-Publi…

The ASC has announced a one-year, coordinated fee approach with the CIRO in response to certain fee changes and to keep fees net neutral for Alberta-resident individual registrants in 2026. asc.ca/News-and-Publi…

Scams hurt people financially and psychologically. Victims often report feeling afraid and ashamed, losing their ability to trust, and losing confidence in how they interact with friends, family, and others. #standagainstscams

The CSA today announced the adoption of a pilot project to allow eligible venture issuers to voluntarily adopt a semi-annual financial reporting framework. asc.ca/News-and-Publi…

The ASC is pleased to announce that the Lieutenant Governor in Council has appointed Deanna Steblyk, K.C. as a Vice-Chair of the ASC for a term to expire on March 10, 2032. asc.ca/News-and-Publi…

In recognition of Fraud Prevention Month, the CSA today released updated results from its effort to disrupt fraudulent investment websites targeting Canadians. asc.ca/News-and-Publi…

The ASC has issued a Notice of Hearing alleging that 2307755 Alberta Ltd. (2307755) and Daniel Rodolfo Astete (Astete) engaged in illegal distributions of securities. asc.ca/News-and-Publi…

Canada’s financial system stayed strong through 2025. In its latest report on systemic risks, the CSA, highlights emerging trends, expert analysis, and a few things to watch out for. ow.ly/OLHf50Ykfje

Several Canadian securities regulatory authorities announced the adoption of final amendments to Multilateral Instrument 25-102 Designated Benchmarks and Benchmark Administrators and related final changes to its companion policy. asc.ca/News-and-Publi…