Alberta Securities Commission

The ASC has sanctioned Glenn Donald Hunter, Kyle William Watters, HW & Associates Inc. and HW TradeFX LLC for breaching Alberta securities laws. asc.ca/News-and-Publi…

The ASC’s 2026 Annual Report, “Intelligent regulation. Investor protection. Working together to enable our market to thrive,” is now available: ow.ly/naEg50ZkMpw

The ASC has concluded a Settlement Agreement and Undertaking with Russell Douglas Ingram of Calgary, Alberta, for breaching Alberta securities laws. asc.ca/News-and-Publi…

The CSA today published in final form amendments and changes to implement an access model for certain continuous disclosure documents of reporting issuers, other than investment funds. asc.ca/News-and-Publi…

CSA and CIRO to delay implementation of final amendments to access fee and tick-size rules: ow.ly/o8T050Zf812

In recognition of World Elder Abuse Awareness Day, the CSA is encouraging investors and their families to take steps to better recognize, avoid and report investment fraud. asc.ca/News-and-Publi…

The ASC and the RCMP Federal Policing Northwest Region’s IMET announce that Douglas John Vermeeren of Calgary, AB, has been charged under the Securities Act (Alberta) following an investigation by the Joint Serious Offences Team (JSOT). asc.ca/News-and-Publi…

The CSA today published final amendments to the principal distributor model in the distribution of mutual fund securities. The changes are intended to improve investor protection and help maintain investor confidence in Canada’s capital markets. asc.ca/News-and-Publi…

The ASC issued cease-and-desist letters to promoters of BG Wealth Sharing, an online crypto and MLM scam, and its fraudulent trading platform, DSJ Exchange (DSJ EX), to prevent further investor harm. ow.ly/nm0H50Z3Oli

The CSA invites interested stakeholders to join the livestream for its upcoming Toronto tokenization workshop: Powering Growth and Competitiveness taking place on Thursday, June 11, 2026. asc.ca/News-and-Publi…

The CSA today published a Notice and Request for Comment related to proposed amendments and changes to enhance the Canadian issuer bid, take-over bid, and beneficial ownership reporting regimes. asc.ca/News-and-Publi…

OSFI, together with CPAB and the CSA co-hosted a roundtable last week that brought together senior representatives from audit firms, accounting professional bodies, standard setters, and regulators. asc.ca/News-and-Publi…

The CSA has published Coordinated Blanket Order 33-930 Exemptions from Requirements to Submit Certain Personal Information, which provides temporary exemptions under National Instrument 33-109 Registration Information. asc.ca/News-and-Publi…

The CSA today published the Oversight Review Report of the Canadian Investor Protection Fund (CIPF). asc.ca/News-and-Publi…

The CSA today announced the adoption of final amendments to National Instrument 23-101 Trading Rules and changes to Companion Policy 23-101 Trading Rules asc.ca/News-and-Publi…

An ASC panel has issued a written decision providing reasons for its Dec 19, 2025 interim order against Midas Vantage Projects (MVP) Lithium Limited, Carolyn Jean Orazietti (aka Carolyn Jean Beeler) and Vinay Ramachand Iyer (aka Max Iyer) asc.ca/News-and-Publi…

The Joint Forum of Financial Market Regulators has concluded its Annual Meeting held this year in Montreal, Quebec on April 15. asc.ca/News-and-Publi…

The CSA is warning Canadians about fraudulent investment groups being promoted on social media that could be running a stock price manipulation scam called a “ramp and dump.” asc.ca/News-and-Publi…

The CSA today published a notice and request for comment on a proposed amendment to Part 9 of National Instrument 55-104 Insider Reporting Requirements and Exemptions. asc.ca/News-and-Publi…

The CSA has published a report outlining key oversight activities for the Canadian Investment Regulatory Organization (CIRO) and the Canadian Investor Protection Fund (CIPF). asc.ca/News-and-Publi…