Cindi
917 posts

Cindi
@CindiHill
Compliance outsource for the busy RIA
Katılım Haziran 2009
142 Takip Edilen176 Takipçiler

Hackers steal credentials with encrypted email tricking Microsoft 365 sbne.ws/r/MMUJ
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NASAA Announces Speakers and Agenda for November 3 “NASAA’S Senior Issues and Diminished Capacity Committee Presents” Webcast hilladvisors.wordpress.com/2022/10/10/nas…
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@CindiHill The PTE 2020-02 is what’s coming up on July 1. That’s the Trump era rule that went into effect. The new fiduciary rule to define who’s a fiduciary under ERISA has been pushed back to December, according to Labor’s Reg agenda. Two separate rules. Yes, it can be confusing. :)
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New DOL Fiduciary Rule Pushed to December at.law.com/H3TzWr?cmp=sha…
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Due diligence in vendor selection helps mitigate supplier risk sbne.ws/r/JYgW
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DOL Prohibited Transaction Rule aka DOL Fiduciary Rule 3.0 hilladvisors.wordpress.com/2021/08/23/dol…
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