S3

"You have OTC volume drying up, so now they are proposing more regulation...Coming down the pike is a 606 report for OTC, but it’s not really a 606 report—it just has some similarities. The date I heard was August 8, 2024, but we’ll see." - Mark Davies, CEO @S3Bestex #STADC2023

#RTSAPAC starts in just one hour! We're thrilled to welcome the APAC regtech community to this inaugural event in Singapore! Thanks to our sponsors for making this day possible! ow.ly/WQ7F50LP6F5 @luxoft @SmartStream_STP @The_DTCC @SPGMarketIntel @KYC_Ltd @S3Bestex

Thank you, RegTech! We are thrilled to be recognized as Best Transaction Cost Analysis Solution for Best Execution at the 2022 RegTech Insight Awards USA. To learn more about S3's TCA and other offerings: s3.com Full list of winners: a-teaminsight.com/awards/regtech…

This panel at RegTech Summit APAC will discuss the best practice strategies for successful cloud migration, including speakers from @HSBC @commerzbank @S3Bestex and @luxoft Register: ow.ly/mPfI50Lcfg3 #RTSAPAC #regtech #cloud #cloudmigration #cloudsecurity #cloudplatform

We welcome @S3Bestex, a global regulatory reporting and trade analytics provider, to the UnaVista Partner Programme. The new partnership will enable our clients to streamline and fulfill their #MiFIR #regulatoryreporting requirements: lseg.group/3RwNwO8

S3 today unveiled its Global Options Best Ex & TCA solution that enables firms to evaluate options execution quality in all markets, including Canada, LATAM, EMEA, and APAC. Read more here: s3.com/s3-launches-gl…

Vote now for Best Reporting Solution for Consolidated Audit Trail (CAT) in the 2022 RegTech Insight Awards USA! ow.ly/2ECj50Kku85 #RTIawards #regtech #reportingsolutions #CATregulation #ConsolidatedAuditTrail @greshamtech @S3Bestex @SSCTechnologies

S3 was shortlisted in 4 categories for the 2022 @RegTechInsight USA Awards! Please vote for us (in categories 6, 8, 9, and 11) here: surveymonkey.co.uk/r/ZNVT5CV

S3's Trade Surveillance tool allows you to configure each report to suit your parameters and document everything in an audit trail directly on the platform.

S3's Consolidated Audit Trail (CAT) Reporting Solution was recently awarded "Best of Industry Solutions" by the Security Traders Association of New York. Give us a shout to find out why! sales@S3.com

S3 now provides analysis on equity fractional shares that uses the actual fractional share size to calculate metrics such as slippage and price improvement. #fractionalshares

S3'S Consolidated Audit Trail (CAT) Reporting is truly full-service. We handle all aspects of file submission, repairs, and linkage issue resolution, while you maintain full oversight of the process using the S3 portal. Reach out to sales@S3.com to learn more! #FINRA #regtech

@mark_f_davies to participate on a panel to discuss the future of #PFOF under the current admin, the Robinhood SEC order, & a better way to define #bestex. Stop by the S3 shoe shine station (just outside the conference rooms at the Hilton) for a polish & a new pair of socks!

Vote now in the 2022 TradingTech Insight Awards USA for Best Trading Analytics Platform! ow.ly/vKgx50IvklO #TTIawards #tradinganalytics @bmlltech @chartiq @instrumentix @kxsystems @CorvilInc @S3Bestex

S3 is proud to be recognized by the @ATeamInsight Innovation Awards as Highly Commended for most innovative regulatory reporting solution. Congrats to all the winners!

Are you an experienced financial services professional with great people skills? More info here: s3.com/client-service…

S3 made the shortlist for @TradingTechIns Awards for Best Trading Analytics Platform AND Best TCA Tool! Please vote for us here: surveymonkey.co.uk/r/QYKX9ZY The annual TradingTech Insight Awards USA recognize excellence in trading solutions and services for capital markets.

STANY is exited to announce this year's Honorees! Suzanne Shank, Stephen Kay, Mark Davies and S3 and Michelle Lindenberger. Thank you for all you do for the industry and for STANY! #honors #awards2022 #securities #financialservices

Because they are in the early stages of reviewing for compliance, #FINRA's 2021 report does not offer any exam findings or effective practices related to CAT rules. S3 can help you understand the requirements & ensure you are in compliance. finra.org/rules-guidance…