CAPIS

Securities offered through CAPIS, member of FINRA & SIPC, an institutional broker dealer that does not provide investment advice. Content is educational and should not be construed as a recommendation. Investments involve risks, losses may exceed the amount of principal invested.

In the first installment of our Outsourced Trading Use Case series, read how an emerging RIA used CAPIS to scale execution, reduce overhead, and strengthen due diligence positioning — without building an internal trading desk: capis.com/capis-ost-use-…

CAPIS is heading to the @NDBankers Tri-State Trust Conference in Fargo, ND on April 27–29. SVPs Jon Lantz and Ed O’Dowd will be on-site connecting with the trust & custody community. See you there! To learn more about our Bank & Trust services, visit: capis.com/service/bank-t…

In @investmentnews, CAPIS COO David Choate outlines how passive dominance is reshaping capital allocation—pushing growth to private markets and risking long-term returns. Read more: investmentnews.com/equities/passi…

CAPIS is partnering with @STPIS to deliver a coordinated outsourced trading and operations model—integrating execution with middle- and back-office workflows to reduce friction and support scalable growth. Learn more: capis.com/stp-investment…

CAPIS Director of Institutional Sales Chris Halverson will attend the STANY Annual Conference, taking place at the New York Stock Exchange on April 13. If you’ll be attending, please reach out to connect on-site. See you there!

#ICYMI: Hear from CAPIS COO David Choate in @traders_tweets on how tax policy is distorting investor behavior — and why revisiting the framework could restore parity across pooled investment vehicles: bit.ly/4uR5srw

Last week, we welcomed Andi Kerenxhi of @Ubineer for CAPIS’ Monthly Research Briefing, where he shared insights on AI-driven CapEx, Big Tech earnings drivers and NVIDIA’s role in the evolving market. Read the full recap: capis.com/capis-march-20…

TOMORROW at 10:00 AM CT / 11:00 AM ET: Andi Kerenxhi of @Ubineer will share insights on AI-driven investment strategies during the March edition of CAPIS’ Monthly Research Briefing. Don’t miss it—register now: capis.zoom.us/webinar/regist…

Structural tax incentives are quietly reshaping market behavior. CAPIS COO David Choate speaks to @traders_tweets on why the mutual fund vs. ETF disadvantage undermines the very active management infrastructure that supports merit-based capital allocation: tradersmagazine.com/am/in-support-…

Across asset classes, the operating realities of trading desks are changing — and so is the strategic calculus around outsourced trading. Where does OST create the greatest impact? We break it down in our latest guide: capis.com/outsourced-tra…

On Thursday, March 26: Join us at 10:00 AM CT / 11:00 AM ET as we welcome Andi Kerenxhi (@UbineerAndi) of @Ubineer for the latest installment of CAPIS’ Monthly Research Briefing, who will share insights on AI-driven investment strategies. Register now: capis.zoom.us/webinar/regist…

We’re pleased to announce that CAPIS’ membership with @TXStockExchange has been accepted. As a Dallas-based broker, we’ve witnessed Texas’ rise as a global financial hub. TXSE represents the next chapter, and we’re proud to be part of it.

TOMORROW, 3/5-6: CAPIS’ Director of Institutional Sales Chris Hurley will attend the 2026 MASTA Mid-Winter Conference in Baltimore. Looking forward to connecting with the mid-Atlantic trading community to discuss market structure & institutional trading needs.

On Wednesday, February 19: Join us at 10:00 AM CT/11:00 AM ET as we welcome @StocktonKatie of Fairlead Strategies for the latest installment of CAPIS’ Monthly Research Briefing. Register now: capis.zoom.us/webinar/regist…

On Feb 19 at 10:00 AM CT / 11:00 AM ET, join CAPIS’ Monthly Research Briefing with Katie Stockton of Fairlead Strategies for her latest technical market outlook. Register now: capis.zoom.us/webinar/regist…

#ICYMI: CAPIS CEO Ann Sebert was featured in @traders_tweets, reflecting on the experiences that shaped her path to leadership — and how challenge, adaptability, and empathy continue to guide her approach today. Read the full feature: tradersmagazine.com/featured_artic…

@iimag @theTRADEnews @traders_tweets @TabbFORUM institutionalinvestor.com/article/opinio… tabbforum.com/opinions/the-b… tradersmagazine.com/departments/br… thetradenews.com/the-trade-pred…

Indexing has changed how markets allocate capital. But what does that mean for market structure? Check out this roundup of recent commentary from CAPIS on why active management remains essential — featuring @iimag , @theTRADEnews, @traders_tweets and @TabbFORUM.

CAPIS is heading to STA Florida’s 44th Annual Conference this week, where our SVP & Director of Institutional Sales, Chris Hurley, will be on site representing the firm. Hope to see you there! Event details: web.cvent.com/event/e11c71ce…

In this new blog, CAPIS SVP & Director of Transition Management Bryan Gibbs shares the key takeaways from our latest eBook, which provides a practical, experience-driven perspective on how to approach transition events more strategically. Read it here: linkedin.com/pulse/practica…