Luc Paugam, PhD, CFA
563 posts
@LucPaugam
Associate professor @HECParis. Forvis Mazars chair for Purposeful Governance. Research on corporate frauds, ESG, and corporate disclosures.
Today at 10am, I will presenting to the SEC Investor Advisory Committee, on closing loopholes for US-listed foreign companies with a huge focus on China and associated “pump and dumps.” We have a China problem, and it is long past time for the SEC to end exemptions for US-listed Chinese companies from (1) 8-K reporting requirements; (2) Reg FD; and (3) Form 4 reporting The agenda for the meeting is here, where a livestream will be posted sec.gov/about/advisory… My slide deck is here faculty.wharton.upenn.edu/wp-content/upl… I wanna h/t to @NateHindenburg for being ahead of the curve on cataloging the pump and dumps, and @StockJabber for creating a site where investors can upload screenshots with evidence of pump and dumps stopnasdaqchinafraud.com Finally, shout out to @muddywatersre, @blueorcainvest @WolfpackReports for the original work on the China Hustle. All of this context makes an appearance in my SEC deck THANK YOU FOR YOUR ATTENTION TO THIS MATTER
