PCMA Canada

Capital Markets Act (CMA) consultation extended to February 18: bit.ly/3yYyU2B

LIVE Online webinar: Compliance Minded Approach to Client Focused Reforms Join the discussion as we take a deep dive into: •Conflicts of Interest •KYP, KYC & Suitability When: Wed., Nov 24, 2:30 PM ET Register in advance for this webinar: us06web.zoom.us/webinar/regist…

We Remember. #CanadaRemembers  #RemembranceDay2021

Thank you for joining our first ever DR Town Hall. We can’t wait to do it again! #privatecapital #businessdevelopment #investment

We are here for you all. Let’s do this!

Final panel at DR live Town Hall: Shared Strategies & Successes you can still join: podiummc.net/clients/pcma/2… Final poll q: What medium could aid in more intra professional collaboration, whether it be shared successes, risk mitigation strategies,or sharing of data? See results 👇🏽

Join PCMA Live DR Town Hall:   podiummc.net/clients/pcma/2… Talking now about: Suitability& Concentration Limits. New Poll q: Alongside suitability assessment based on investor circumstance (KYC), be considered when exercising professional judgement? See results👇🏽

We’re now talking Client Statements & Standardization within Industry. Join the live DR Town Hall  podiummc.net/clients/pcma/2… Check out the poll results on this q: How problematic is it currently to supply consolidated info to investors who have relied upon the OM exemption?

Our PCMA DR TOWN HALL is live! Join the live Town Hall:   podiummc.net/clients/pcma/2… We are talking Bad Actor Impact! Check out the poll results on this question: What would be the most appropriate or impactful to aid in preventing or discouraging those who misappropriate funds?

Earn 2CE credits tomorrow, Oct 20 LIVE webinar: An Educational collaboration for DRs by DRs. DONT MISS IT! pcmacanada.com/events/EventDe…

Oct 20 LIVE webinar: An Educational collaboration for DRs by DRs. lnkd.in/ebMPAH5u #exemptmarket #privatecapital

OSC announces new members of the Investor Advisory Panel: bit.ly/3BfO3Na

DR Town Hall “An educational collaboration for DRs, by DRs.” Wed, Oct. 20 3:00pm ET •Bad Actor Impact & Discussion •Client Statements & Standardization within industry •Suitability & Concentration Limits •Shared Strategies & Successes Click to Reg: lnkd.in/ebMPAH5u

OSC publishes Summary Report for Dealers, Advisors and Investment Fund Managers: bit.ly/2U6KcBD

The CSA will lead the creation of a new single enhanced self-regulatory organization for Canadian investors and the investment industry that will consolidate the functions of @IIROCinfo and @MFDA_News, and is committed to serving the public interest: bit.ly/3jyRuqL

The Private Investor Magazine, Summer 2021 digital Edition, LAUNCHED! For a good time click: lnkd.in/eBVrVsA #finance #magazine #business #privatecapital

Canadian securities regulators release interim progress report on the CSA 2019-2022 Business Plan ow.ly/opHH50FpRKA

OSC publishes 2021-2022 Statement of Priorities bit.ly/2TiWiHl