Corterum

The recent statement from the FCA clarified the status of several firms subject to the SM&CR. They feared that changes may mean they were subject to Enhanced status under the Regime. It seems this not the case. Read our take on the FCA's statement here: ow.ly/y86q50Kn3y1

You might have seen the recent news around the Online Safety Bill, especially when it uses terms like Senior Manager and principles lifted from the SM&CR. We've reviewed the Bill and our handy blog lays out what it might mean for FCA-regulated firms: ow.ly/FXq350JuhLw

Does a criminal record automatically exclude your Senior Managers from being considered 'Fit and Proper' to perform their duties? Maybe not. Our blog considers the issue through the lens of one recent example: corterum.com/ex-drug-dealer…

@TheFCA last week sent a reminder to all pre-paid funeral plan providers that SMCR comes into force for them on 29 July 2022. We break down the reminder - and its implications - in our handy blog: ow.ly/57Lg50I0RTj

Employing a new Senior Manager, or just want a refresher on the Senior Managers portion of the SM&CR? We've put together our list of the top 5 things every new Senior Manager should know to comply with the Regime. Take a look: ow.ly/7vop50HZZfo #SMCR #compliance

Do you know how to assess candidates for the roles of head of compliance or money laundering reporting officer (MLRO)? We break down @TheFCA's latest guidance in our handy blog: ow.ly/pxYZ50HLwuq

On 7 December 2021, @TheFCA published its second Consumer Duty Consultation Paper, detailing proposals for new culture changes. Read the blog for our analysis, and find out what it means for SM&CR compliance within your firm. ow.ly/O61G50Hok5X #SMCR #Compliance #regtech

On 16 December 2021 the PRA published an inventory of senior manager responsibilities. Take a look at our blog and find out what that means for your business: corterum.com/2021/12/22/tak…

With SM&CR implementation deadlines looming for Pre-paid Funeral Plan providers - can you afford to wait? Our blog sets out what you need to do - and by when: ow.ly/QOpV50GWkEi

Work in #payments, #RIEs, #CRAs or #emoney? @TheFCA has its eye on your business with respect to SM&CR compliance. Read our breakdown of the FCA's recent 'Perimeter' report to learn more... ow.ly/Uf9M50GB12Z

This Monday, @TheFCA set out their expectations for all firms who use remote or hybrid working. Check out our blog where we lay out what you need to know. One thing is clear, the spreadsheet approach to SMCR compliance simply isn't up to the job! ow.ly/Yngx50GqDxP #SMCR

Do you consider company and internal culture a fundamental part of SM&CR? Well the FCA does. Read our blog to find out more: ow.ly/FHot50Goqye

The 11th November date for Funeral Plan providers to register with the FCA before prices increase is looming. Are you prepared for SM&CR? #funeralplan #SMCR #FCA ow.ly/f61l50G4HLV

We've been hard at work making improvements to Corterum! This month sees the release of our first set of analytics & MI tools, which are available to use for all Corterum subscribers. Check out our latest developer blog to learn more: corterum.com/2021/07/15/jul…

@TheFCA have recently clarified their expectation around long term absence under SM&CR - are you aware of how to manage long-term absence in your business? Read our blog to find out how: ow.ly/Qg7650F5hBD

Corterum gets better and better! Check out our developer update to find out how easy Corterum makes filling in Form C to meet @TheFCA's requirements for notification: corterum.com/2021/05/28/may…

With outsourcing arrangements under scrutiny by @TheFCA, do you have all the information in place to effectively review and manage your outsourcing arrangements? If not, Corterum can help: corterum.com/2021/05/26/hav…

All SM&CR firms are required to provide tailored Conduct Rules training so that staff have an “awareness and broad understanding”. All Corterum users can access - for free - our complete range of training courses to meet this need. Check them out: ow.ly/Xlw450ELFCE

There's lots going on here at Corterum towers! We've added a bunch of new features to the app to make it even easier to manage and evidence your compliance under SM&CR. Take a look at some of the new features: ow.ly/Jt4Q50EE6Lg #SMCR #Compliance #fintech

On 26 April 2021, the FCA published a speech by Mark Steward (Executive Director of Enforcement & Market Oversight) to the NYU Law School. It raises thought-provoking ideas on self-interest and the avoidance of liability under SM&CR. Read our analysis: ow.ly/rSWL50EyGE1