Alberta Securities Commission

The CSA today announced the adoption of a pilot project to allow eligible venture issuers to voluntarily adopt a semi-annual financial reporting framework. asc.ca/News-and-Publi…

The ASC is pleased to announce that the Lieutenant Governor in Council has appointed Deanna Steblyk, K.C. as a Vice-Chair of the ASC for a term to expire on March 10, 2032. asc.ca/News-and-Publi…

In recognition of Fraud Prevention Month, the CSA today released updated results from its effort to disrupt fraudulent investment websites targeting Canadians. asc.ca/News-and-Publi…

The ASC has issued a Notice of Hearing alleging that 2307755 Alberta Ltd. (2307755) and Daniel Rodolfo Astete (Astete) engaged in illegal distributions of securities. asc.ca/News-and-Publi…

Canada’s financial system stayed strong through 2025. In its latest report on systemic risks, the CSA, highlights emerging trends, expert analysis, and a few things to watch out for. ow.ly/OLHf50Ykfje

Several Canadian securities regulatory authorities announced the adoption of final amendments to Multilateral Instrument 25-102 Designated Benchmarks and Benchmark Administrators and related final changes to its companion policy. asc.ca/News-and-Publi…

On February 11, 2026, Court of King’s Bench of Alberta Justice G.H. Poelman dismissed an appeal filed by Ronald James Aitkens in relation to his 2024 conviction and sentence. asc.ca/en/News-and-Pu…

The ASC is warning the public about a suspected investment scheme called BG Wealth Sharing, which is linked to a web‑based trading platform known as DSJ Exchange (DSJ EX). asc.ca/News-and-Publi…

The CSA published its 2025 Systemic Risk Committee Annual Report on Capital Markets – an analysis of recent financial market trends, emerging risk areas, and potential vulnerabilities in Canadian capital markets. asc.ca/News-and-Publi…

Combatting scams and fraud is a shared responsibility that rests with everyone. It is essential that Canadians become familiar with common scams and how to recognize them. Warning others to help them avoid scams is a great way to get back at scammers. #StandAgainstScams

The ASC has permanently banned Michael Rowland Tomkins from participating in Alberta’s capital market after he was sanctioned by CIRO for misappropriating client funds. asc.ca/News-and-Publi…

⚠️The CSA is warning registrants of an email impersonating the CSA. The emails are believed to be malicious “spear phishing” attempts by unknown individuals who are trying to obtain personal information or confidential business information. For more info: ow.ly/kyXk50Y1ZIx

The CSA is warning registrants about an email impersonating the CSA that uses publicly available information to target them. asc.ca/News-and-Publi…

The CSA announced final amendments to modernize the continuous disclosure regime for investment funds. These amendments are designed to reduce the regulatory burden on fund managers while maintaining the quality and timeliness of disclosure for investors. asc.ca/News-and-Publi…

The CSA today published revised guidance in CSA Staff Notice 96-307 Frequently Asked Questions about Derivatives Trade Reporting. asc.ca/News-and-Publi…

The ASC published information on the top three scams and misleading tactics Alberta investors should watch out for this year. We encourage Albertans to take the time to do their own research and make sure an investment opportunity is right for them. asc.ca/News-and-Publi…

The ASC has issued a Notice of Hearing alleging that Jason David Neale, Randal (Randy) Stewart Thompson and William (Bill) Allan Green, perpetrated a fraud on investors. asc.ca/News-and-Publi…

STOP. CHECK. TALK. The scams that tend to work are the scams that fraudsters go back to again and again. That means if you want to protect yourself, be aware of the types of scams and what to do when seeing red flags. standagainstscams.ca #standagainstscam

The ASC has issued an Interim Order dated December 19, 2025, against Midas Vantage Projects Lithium Limited, Carolyn Jean Orazietti, also known as Carolyn Jean Beeler, and Vinay Ramachand Iyer, also known as Max Iyer. asc.ca/News-and-Publi…

The ASC has banned Jeffrey Brian Ber from participating in Alberta’s capital market in certain capacities after a criminal court found that he committed fraud and corruption. asc.ca/News-and-Publi…