Kenneth
7.9K posts







BADASS ALERT: Meet the Lead Counsel for #NWBO vs. Citadel et al: Laura Posner. That glow you see is the $1 Billion settlement she recently litigated out of Wells Fargo. One of the largest securities settlements EVER. Now she's taking on the shorts. For Us. Let's dig in👇





Have the MMs and spoofing algos finally met their worst frickin' nightmare? Meet Professor Joshua Mitts, the Columbia Law data science weapon #NWBO just shielded from Citadel’s desperate subpoena. This ain't some academic in an ivory tower. He’s the short sellers’ personal hell. Thread 👇





Canaccord Genuity’s $80 Million Settlement With U.S. Regulators How much did Canaccord make allowing the “suspicious trading” over 3 years? “…The matter relates to the failure to file some suspicious activity reports in connection with Canaccord's equity-trading businesses from February 2019 through March 2022. The company as a market maker and broker in exchange-listed and over-the-counter securities was required to submit reports it knew, suspected or had reason to suspect of any transaction involving fraud or that had no business or apparent lawful purpose. The SEC in its claim said Canaccord failed to file about 150 reports on suspicious transactions including spikes in trade volume and price in thinly traded or low-priced securities and sales patterns indicative of "pump-and-dump" schemes….” morningstar.com/news/dow-jones…














